The Series 63 exam is not a requirement for those who work at a registered investment advisor (RIA) firm. But it might be of interest if you plan to sell securities products through a broker-dealer.

Beverly is a writer, editor, and paralegal specializing in personal finance and tax law. She covers personal financial and legal topics, as well as tax breaks, tax preparation software, and tax law ...

An influential California legislator is pressuring the State Bar of California to ditch its new multiple-choice questions after a February bar exam debacle and revert to the traditional test format in ...