The SEC brought a record number of enforcement actions over the past fiscal year, setting all-time highs for cases brought against investment advisors and investment companies, the agency announced ...

The SEC tournament was a test of the best major conference in the sport this year, and not just because Auburn has dominated the sport in the second half of the season. Regardless of what happened in ...

The SEC received a record number of whistleblower claims in its most recent fiscal year, a period in which the regulator also brought its highest number of enforcement actions since 2016. Processing ...

The SEC was an aggressive enforcer during the tenure of former Chair Gary Gensler, who stepped down earlier this month. The Securities and Exchange Commission brought a record number of enforcement ...

The SEC is no longer the king of the college football world. That's been clear for a couple of years now. Michigan won the ...

SEC Chairman Gary Gensler clarified Tuesday that a post on X from the official SEC account that the commission had approved bitcoin ETFs was the result of a hack. X said the SEC did not have ...

'Having the interaction with registrants is really critical,' Natasha Vij Greiner, deputy director of the SEC's Division of Examinations, told an Investment Adviser Association conference. By Mark ...

A complete guide to the future host cities and venues for the SEC men’s and women’s basketball tournaments, including confirmed sites and tournament history. The SEC’s legacy in March speaks for ...

The chair of Wall Street’s watchdog, the Securities and Exchange Commission (SEC), Paul Atkins, addressed the negative impact of the government shutdown on markets and how he aims to "make IPOs great ...

WASHINGTON, April 19 (Reuters) - A "fair number" of the largest U.S-listed companies should be caught by a proposed requirement to disclose third-parties' greenhouse gas emissions, the chair of the ...