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On3, 2026, SEC Chair Paul Atkins issued a statement directing the Division of Corporation Finance to conduct a comprehensive review of Regulation S-K, which governs various qualitative disclosures ...

Move would sweep many more RIAs and funds into the “small entity” bucket, potentially reshaping how the federal securities ...

Caroline Crenshaw exited the SEC on January 2. Bitcoin and XRP rally as crypto regulation shifts toward approval over ...

As the SEC moves closer to fully reopening along with other parts of the federal government, wealth management groups are calling for policies to end what they deem "regulation by enforcement." ...

Only 3% of SEC-registered RIAs qualify as small entities under the agency's current threshold, but about 75 percent would ...

Welcome to SEC Roundup, a bimonthly video series by former Securities and Exchange Commission senior trial counsels Nick Morgan and Tom Zaccaro, founders of the nonprofit advocacy group Investor ...

The Financial Services Institute has asked the SEC to adopt formal rules that "ensure fairness, transparency and predictability in its enforcement practices." The request came in a letter sent by FSI ...

On September 4, 2025, the US Securities and Exchange Commission (SEC) announced the publication of its Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions, which sets forth its ...

SEC proposal would increase the number of investment advisors classified as small entities under new rules. The threshold ...

Executives from a few cryptocurrency companies will speak on panels to discuss “regulatory harmonization efforts” between two US financial regulators next week. In a Wednesday notice, the US ...