This week’s legal filings contained clues to where the SEC’s accounting fraud case may lead and to what enforcement actions ...

On January 16, 2026, the Securities and Exchange Commission (SEC) instituted settled cease‑and‑desist proceedings against Ankit Mahadevia ...

When Paul Atkins returned to the SEC this year to serve as its chair, he called for a "new day" — one, he said, in which "policymaking will be done through notice and comment rulemaking, not through ...

Paul Atkins’ “Back to Basics” Era Pushes SEC Enforcement to FY2025 Lows Has the SEC quietly taken its foot off the gas? SEC enforcement actions against public companies fell to a record lo ...

Chairman Atkins retreated from the expansive “regulation by enforcement” approach of former SEC Chairman Gary Gensler and ...

Amid a year of significant disruption, the US Securities and Exchange Commission (SEC) initiated far fewer enforcement actions involving ...

Opinion: Auditors and accountants shouldn’t interpret the SEC’s decline in case volume as a relaxation of standards or equate ...

The Securities and Exchange Commission filed a joint stipulation with Gemini Trust Co. LLC in New York federal court to ...

SEC Chairman Paul Atkins has indicated a strong distaste for regulation by enforcement. Municipal securities enforcement actions by the Securities and Exchange Commission have totaled just three so ...

The U.S. Securities and Exchange Commission has dismissed its civil enforcement action against Gemini Trust Company, after ...

The US Securities and Exchange Commission (SEC) chair continued steering the regulatory agency in a different direction than its previous enforcement-first policy toward the crypto industry. In an ...

Opinion: By pairing traditional machine learning for quantitative data with generative AI for complex narrative datasets, the SEC can enhance its market oversight capabilities and better fulfill its ...