As director of global information security at Pershing LLC, Warren Axelrod is acutely concerned with risk. Pershing acts as a securities-trading clearinghouse for more than 850 financial institutions; ...
Morgan & Morgan filed a lawsuit Wednesday in Florida Middle District Court against Bank of New York Mellon over alleged employment discrimination. Th case was filed on behalf of Terri Mayle. Counsel ...
Pershing LLC, a BNY Mellon Corp. company, has rolled out an enhanced asset management account that offers more flexibility and a greater ease of use. Pershing LLC, a BNY Mellon Corp. company, has ...
FORT WASHINGTON, Pa., Oct. 13, 2023 /PRNewswire/ -- Lincoln Investment Planning, LLC (Lincoln Investment), and BNY Mellon's Pershing are expanding their long-standing clearing arrangement as Lincoln ...
Hunting for hybrids: First Allied to offer platform to attract dually registered advisers In an effort to attract stockbrokers migrating to a fee-based advisory practice, First Allied Securities Inc., ...
Dec 29 (Reuters) - Pershing LLC must pay a $3 million civil fine for violating a securities industry rule that requires the firm to protect customers' funds and securities from misuse by brokerages, ...