LPL Financial's Jared Fingeret sees a gap in the market for smaller advisors seeking minority investments and capital for ...

Also, a Rhode Island-based UBS team hops to another wirehouse, and another LPL veteran has defected to Cetera in Connecticut.

SAN DIEGO, Jan. 8, 2026 /PRNewswire/ -- Cetera welcomes veteran financial advisor Gregory Kearney, CFP (R) , ChFC (R) , who transfers to Cetera after being affiliated with LPL for 23 years, including ...

LPL Financial LLC announced the addition of financial advisor James “Jim” Verdi, CFP®, who has brought approximately $350 million in advisory, brokerage, and retirement plan assets to the firm from ...

LPL Financial Holdings Inc. (Nasdaq: LPLA), a leading wealth management firm, today announced that Somesh Khanna has been ...

Securities and advisory services offered through LPL Financial LLC (“LPL Financial”), a registered investment adviser and broker-dealer. Member FINRA/SIPC. Rand, Williams & Associates, LLC and LPL ...

Advisor moves and big mergers and acquisition deals again showed no signs of slowing down for the holidays. This week, LPL goes back to Osaic — again — to draw another big team. And the Atlanta-based ...

Comprehensive, data-driven and advisor-informed research reveals sustainable growth trends in the wealth management industry, empowering advisors and institutions to grow with purpose SAN DIEGO, Sept.

LPL Financial has recruited another advisor from Lincoln Financial Advisors ahead of the firm’s sale to Osaic. Brian Pflaum, a Birmingham, Ala.-based advisor with $345 million in assets, has joined ...

In one of only a handful of deals by the firm taking a minority stake in a hybrid registered investment advisory firm and office of supervisory jurisdiction, LPL Financial invested in the Independent ...

LPL today announced the addition of a 25-year veteran advisor who previously oversaw $130 million in advisory, brokerage and retirement plan assets at Osaic. Christopher “Cubby” Bice, at Bice Wealth ...