JD Supra

EnforceMintz — DOJ’s Continued Focus on Individual Accountability

As discussed in EnforceMintz – Significant 2022 Regulatory and Policy Developments, the Department of Justice (DOJ) issued several memoranda in late 2022 and early 2023, reinforcing DOJ’s approach to ...
JD Supra

Central Bank publishes feedback statement on key aspects of the implementation of the Individual Accountability Framework

On 16 November 2023, the Central Bank of Ireland (the "Central Bank") published its feedback statement, revised draft Central Bank Regulations (on the Senior Executive Accountability Framework ("SEAR" ...
Law

Individual Accountability: Not Always Accomplished Through Enforcement

Mary Jo White and Andrew J. Ceresney, in their inaugural Federal and State Securities Enforcement column, write that several provisions passed into law under Sarbanes-Oxley were intended to advance ...