The Securities and Exchange Commission (SEC) adopted amendments to the Investment Company Act “Names Rule.” This addressed fund names that they said were “likely to mislead investors about a fund’s ...
The Securities and Exchange Commission announced on July 13, 2021 that it settled fraud charges against a special purpose acquisition company, its sponsor, its sponsor’s CEO and its proposed merger ...
Homework for the SEC football teams on bye and Auburn's QBs SEC Now's Fozzy Whittaker and Matt Stinchcomb highlight where teams on bye need to improve and discuss what Auburn can do to boost it's ...