The Financial Industry Regulatory Authority (FINRA), a self-regulatory body for broker-dealers in the U.S., has granted an underwriter license to Galaxy Digital’s broker-dealer arm, Galaxy Digital ...

This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author. Apifiny Prime now joins a highly select class of crypto-native companies ...

Securities and Exchange Commission Chair Gary Gensler has spent his tenure locked in a feud with the crypto industry, whose leaders argue the agency has pursued an approach of “regulation by ...

Vlad Tenev, the chief executive of Robinhood and public face of its fast-growing online brokerage, is not licensed by Wall Street’s largest self-regulator. FINRA, or the Financial Industry Regulatory ...

Discover the differences between CFA certification and Series 7 license. Learn about the requirements, career paths, and difficulty levels of these financial credentials.

Investment banking is a very broad term that includes many different areas of finance. It's really important to know what you're getting into before embarking on an investment banking career. The ...

Apifiny Prime, the trading arm of Apifiny (pronounced the same as “epiphany”), joins a select group of crypto companies such as Coinbase, Gemini, eToro and Circle in holding a FINRA broker-dealer ...

In short, it’s a reminder that we advisors must take a closer look at a single factor in our business: client satisfaction. I would argue our insulation from industry pressures and market downturns is ...

The man whose social media postings became a central point in the recent GameStop saga is no longer registered as a representative with FINRA. Keith Gill, famously known for his Reddit moniker "DeepF- ...

Harbor Square Investments, a subsidiary of tokenized securities platform Harbor, has received a broker-dealer license from the Financial Industry Regulatory Authority (FINRA), company executives told ...

Financial advisors are not required to have university degrees, but are required to pass certain exams by the Financial Industry Regulatory Authority.