The urgency for companies to maintain effective compliance programs has never been greater. Civil liability exists for boards of directors that fail to exercise appropriate oversight of compliance, ...

Having an effective compliance program is not only a legal obligation for businesses, but it is also considered a corporate responsibility and it is absolutely essential for risk mitigation. Join this ...

Expertise from Forbes Councils members, operated under license. Opinions expressed are those of the author. An effective compliance program is comprised of many moving parts. Critical data is coming ...

A trusted and efficient employee reporting mechanism (also referred to as an ethics, compliance, reporting, or whistleblower hotline or helpline) is a core component of an effective corporate ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Legacy financial regulations assume the existence of intermediaries and asset classes well-defined in legal code. The emergence and growth of digital assets has forced regulators, the traditional ...

In the world of investment company compliance, one can have all of the essential elements of a great compliance program, but without the intangible ingredient of a highly-experienced and attentive ...

Forbes contributors publish independent expert analyses and insights. I bring a unique perspective to regulatory and compliance issues. A continuing challenge that I see in my work is how to best ...

Does your long-term care organization have liability and property insurance? The answer to both, without hesitance, is “yes.” However, there is a third area of “insurance” that, while equally ...