Whether and how much of the new text set forth in the Rule (and the SEC’s adopting release guidance) for events (15) and (16) to include in future CDAs. The term "debt obligation" (part of the ...

Issuers or obligated persons (together, an "Issuer") of municipal securities will be required to add two new events to the list of reportable material events in their continuing disclosure ...

Disclosure events are often seen as red flags by both investors and the industry. Most top-flight broker-dealers simply won't hire reps who have multiple events on their records because they carry too ...