Senators had questions Tuesday about the Consolidated Audit Trail's cybersecurity capabilities. Shelly Bohlin, president and chief operating officer of FINRA CAT — a subsidiary created by FINRA to ...
The Internal Revenue Service building is seen late in the evening on May 18, 2024 in Washington, D.C. (Photo by J. David Ake/Getty Images) The IRS is making progress in moving its use of Login.gov ...
In a word, yes. Wall Street is worried that the Consolidated Audit Trail which is now operational collecting data from Wall Street’s brokers, etc might be be too tempting a target for hackers – and ...
NEW YORK--While legislators on the state and national level fall behind in creating laws governing the use of surveillance video, SecureWatch 24, a systems integrator (and more) based here, is already ...
The Securities and Exchange Commission beginning next year will require broker-dealers to report securities transactions to CAT NMS LLC, a Delaware-based limited-liability company jointly owned by ...
Citadel Securities and a financial-industry trade group won a suit challenging the funding for an SEC market-tracking database that was set to cost Wall Street billions of dollars in fees. A federal ...
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