A long-standing fight over who should pay for an expansive market-surveillance system intensified Wednesday as the Securities and Exchange Commission stuck brokers with most of the bill. The plan, ...
David R. Burton focuses on tax matters, securities law, entitlements and regulatory and administrative law issues as The Heritage Foundation’s senior fellow in economic policy. Read his research. The ...
NEW YORK (Reuters) - U.S. brokers should not be forced to sign an agreement that could make them liable for breaches of a massive new industry trading database that they have no control over, a ...
NEW YORK (Reuters) - U.S. brokers should not be forced to sign an agreement that could make them liable for breaches of a massive new industry trading database that they have no control over, a ...
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